Internal Auditor

<div><p>We are seeking a motivated Internal Auditor to join our Group Internal Audit function. Working alongside the Senior Internal Auditor, you will play a key role in delivering the annual audit plan across our regulated entities in the European Union, United Kingdom, Hong Kong, and Dubai.</p><p>This is a digital-first, risk-based internal audit function aligned with our fintech operating model. We operate in an environment of automated processes, API-driven integrations, cloud infrastructure, and rapid product iteration. We expect Internal Audit to be pragmatic and technology-enabled, leveraging data and system access rather than relying on traditional, document-heavy approaches.</p><p>This is an excellent opportunity for a developing audit professional to gain broad exposure to multi-jurisdictional regulatory frameworks, technology-driven business operations, and senior stakeholders within an international group.</p><p><b>Reports to:</b>Senior Internal Auditor</p><h3><b>Key Responsibilities</b></h3><h3><b>Audit Execution</b></h3><ul><li>Execute assigned audit engagements from planning through to reporting under the guidance of the Senior Internal Auditor</li><li>Conduct walkthroughs, document processes, and evaluate the design and operating effectiveness of internal controls</li><li>Perform testing of technology-enabled processes, including:<ul><li>Platform controls and application security</li><li>Change management and release processes</li><li>Access management and identity controls</li><li>Data integrity and reconciliation processes</li><li>Third-party SaaS and cloud environment controls</li></ul></li><li>Leverage direct system data extraction and automated testing techniques rather than relying solely on manual samples</li><li>Prepare clear, well-organised working papers that support audit conclusions and comply with internal methodology and IIA Standards</li><li>Identify control weaknesses, document findings, and develop practical recommendations for improvement</li><li>Apply a proportionate, risk-based approach to testing—focusing effort where it matters most rather than maximising coverage</li></ul><h3><b>Regulatory and Compliance Testing</b></h3><ul><li>Test compliance with applicable regulatory requirements across group entities, including:<ul><li><b>EU:</b>MiFID II, AIFMD, UCITS, GDPR, DORA, AML Directives (as applicable)</li><li><b>UK:</b>FCA rules, including SMCR, Consumer Duty, and AML requirements</li><li><b>Hong Kong:</b>SFC Code of Conduct, AML/CFT requirements</li><li><b>Dubai (DIFC):</b>DFSA Rulebook, conduct of business, and AML rules</li></ul></li><li>Support integrated assurance work on operational resilience and DORA, helping to map critical services, key dependencies, and controls</li><li>Stay informed of regulatory developments relevant to the group's operations</li><li>Coordinate with local compliance teams to gather information and clarify regulatory expectations</li></ul><h3><b>Reporting and Follow-up</b></h3><ul><li>Draft audit findings and contribute to the preparation of audit reports</li><li>Discuss findings with process owners and agree on management action plans</li><li>Track the status of open audit findings and validate remediation actions</li><li>Maintain accurate records in the audit management system</li></ul><h3><b>Collaboration and Development</b></h3><ul><li>Support the Senior Internal Auditor in risk-based audit planning and scoping</li><li>Assist with preparation of Audit Committee materials and status reports</li><li>Participate in meetings with external auditors and support regulatory examinations as required</li><li>Contribute to continuous improvement initiatives within the internal audit function, including the development of data analytics and continuous auditing capabilities</li><li>Actively pursue professional development and work towards relevant certifications</li></ul><h3><b>Required Qualifications</b></h3><h3><b>Education and Certification</b></h3><ul><li>Bachelor's degree in Accounting, Finance, Business Administration, Information Systems, or related field</li><li>Professional certification in progress or completed: CIA, ACA, ACCA, CPA, or equivalent</li><li>Commitment to obtaining additional relevant certifications (e.g., CISA, CRMA) is valued</li></ul><h3><b>Experience</b></h3><ul><li>2–4 years of experience in internal audit, external audit, or risk/compliance roles</li><li>Experience auditing financial services, fintech, or other regulated entities preferred</li><li>Exposure to at least one of the following regulatory environments is advantageous: EU, UK, Hong Kong, or Middle East (DIFC/DFSA)</li><li>Familiarity with audit management software and Microsoft Office suite (particularly Excel)</li></ul><h3><b>Skills and Competencies</b></h3><ul><li>Solid understanding of internal control concepts and audit methodology</li><li>Digital fluency with the ability to understand automated processes, system workflows, and technology architectures</li><li